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Series 7 1.1

What is A Security

An investment that represents that either an ownership stake or a debt stake in a company. Security
Debt Security Usually acquired by buying a company's bonds.
Debt Investment A loan to a company in exchange for interest income and the promise to repay the loan at a future maturity date.
OTC market over-the-counter market
NYSE New York Stock Exchange
FINRA Financial Industry Regulatory Authority
Stock Represents equity or ownership in a company.
Balance Sheet summarizes the company's? Assets, Liabilities, and Equity.
Assets-Liabilities=? Net Worth
BOD Board of Directors (used to oversee the company's business.
Created by: csams91