Busy. Please wait.
or

show password
Forgot Password?

Don't have an account?  Sign up 
or

Username is available taken
show password

why

Make sure to remember your password. If you forget it there is no way for StudyStack to send you a reset link. You would need to create a new account.

By signing up, I agree to StudyStack's Terms of Service and Privacy Policy.


Already a StudyStack user? Log In

Reset Password
Enter the associated with your account, and we'll email you a link to reset your password.

Remove ads
Don't know
Know
remaining cards
Save
0:01
To flip the current card, click it or press the Spacebar key.  To move the current card to one of the three colored boxes, click on the box.  You may also press the UP ARROW key to move the card to the "Know" box, the DOWN ARROW key to move the card to the "Don't know" box, or the RIGHT ARROW key to move the card to the Remaining box.  You may also click on the card displayed in any of the three boxes to bring that card back to the center.

Pass complete!

"Know" box contains:
Time elapsed:
Retries:
restart all cards




share
Embed Code - If you would like this activity on your web page, copy the script below and paste it into your web page.

  Normal Size     Small Size show me how

Series6 Product Info

Investment company securities and variable contracts

TermDefinition
Withdrawal Plans (3 types) 1. Fixed Dollar Plan 2. Fixed % or Share plan 3. Fixed Time Plan * Not all mutual funds have withdrawal plans * Plans are NEVER guaranteed, possible to exhaust by over withdrawing, and can never use a chart to sell WD plans
Withdrawal Plans can begin when... there is a minimum amount of money invested * No service fee and should not continue to invest once withdrawal begins.
Contractual Plans (aka Periodic Payment Plans) Enables investors to accumulate a sum of $ over a fixed period of time to invest in a mutual fund (usually monthly). Purchaser signs a contract stating to invest certain amount of $ over a period of time usually 10 years.
Characteristics of a Contractual Plan 1. Calls for a fixed Investment made at regular intervals over period of time. 2. Customer is purchasing fund shares from a plan company. 3. Classified as an UIT. 4. Investor receives 2 prospectuses (plan co and invst co). 5. Have a Plan Custodian
Created by: TGC81