Equity Securities
Quiz yourself by thinking what should be in
each of the black spaces below before clicking
on it to display the answer.
Help!
|
|
||||
|---|---|---|---|---|---|
| Stock | Form of Ownership Equity in a Company
🗑
|
||||
| Syndicate | Group of Underwriters, each responsible for selling a portion of the securities
🗑
|
||||
| Syndicate Agreement | syndicate members who agree to who gets paid, responsibility of each member
🗑
|
||||
| Eastern Syndicate Account | responsibility of sales is shared among members
🗑
|
||||
| Western Syndicate Account | each member is ONLY responsible for their portion of assigned syndicate shares
🗑
|
||||
| Steps in Registering Securities (6) | (1) Register w/ SEC (2)Preliminary prospectus/red herring (3) from syndicate (4) due diligence meeting (5) Meet Blue Sky Laws (6) Public Offering / final prospectus
🗑
|
||||
| Ways to Register w/ State (3) | Coordination - issuing co files w/ SEC & SEC helps file w/ State
Qualification: Sec Exempt from filing with SEC but must file with State
Notification: Established co. already filed w/ state can renew application
🗑
|
||||
| Initial Public Offering (IPO) |
🗑
|
Review the information in the table. When you are ready to quiz yourself you can hide individual columns or the entire table. Then you can click on the empty cells to reveal the answer. Try to recall what will be displayed before clicking the empty cell.
To hide a column, click on the column name.
To hide the entire table, click on the "Hide All" button.
You may also shuffle the rows of the table by clicking on the "Shuffle" button.
Or sort by any of the columns using the down arrow next to any column heading.
If you know all the data on any row, you can temporarily remove it by tapping the trash can to the right of the row.
To hide a column, click on the column name.
To hide the entire table, click on the "Hide All" button.
You may also shuffle the rows of the table by clicking on the "Shuffle" button.
Or sort by any of the columns using the down arrow next to any column heading.
If you know all the data on any row, you can temporarily remove it by tapping the trash can to the right of the row.
Embed Code - If you would like this activity on your web page, copy the script below and paste it into your web page.
Normal Size Small Size show me how
Normal Size Small Size show me how
Created by:
ren117
Popular Finance sets