LWC Word Scramble
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| Term | Definition |
| SEC - securities & exchange commission creates law in 3 different ways | rules releases no-action letters |
| security | buyer invest money buyer expects to earn profit |
| issuer | the company that issues stock |
| securities exempt from registration | government securities bank securities short-term notes nonprofit issues ins policies and annuity contract |
| initial public offering- IPO | a company 1st public sale of securities |
| Rule 144- limits the resale of two types of securities | control securities restricted securities |
Created by:
jgalindo
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